Compliance Officer

About Invesco As one of the world’s leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco. What’s in it for you? Our people are at the ver y core of our success. Invesco employees get more out of life through our comprehensive compensation and benefit offerings including:   Flexible paid time off Hybrid work schedule  401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution  Health & wellbeing benefits  Parental Leave benefits  Employee stock purchase plan Job Description Regional Investment Compliance Officer About the Company: With over $2 trillion of assets under management, Invesco is one of the world’s leading global investment management firms, headquartered in Atlanta, GA. Spreading across 26 countries and with over 8400 dedicated employees, we’re dedicated to rethinking possibilities for our clients around the world. If you're looking for challenging work, smart colleagues, and a global employer with a social conscience, explore your potential at Invesco. About the Team: Investment Compliance is a global function responsible for ensuring compliance with regulatory, prospectus, client-directed, and operational investment restrictions.  This role sits within the Americas Investment Compliance team and focuses on implementing the investment compliance monitoring framework across the region. It works across a broad range of asset classes, including equity, fixed income, multi-asset, and index strategies.  You will work directly with Americas investment and trading teams and collaborate closely with Investment Compliance colleagues across EMEA, APAC, and Hyderabad, as well as with global and local stakeholders including Client teams, Product, Legal, Onboarding, Data, Technology, and Compliance Advisory. About the role/Key Responsibilities: The role is responsible for carrying out regional investment compliance monitoring activities, working closely with regional team members, offshore support teams, and key stakeholders. It supports accurate monitoring, timely issue identification, effective escalation, robust documentation, and ownership of outcomes, aligned with the global Investment Compliance operating model. Validate pre-trade alerts in order management systems, providing effective second line challenge, working directly with investment and trading teams, and collaborating with Investment Compliance team members and other stakeholders as needed to support investment activity in a timely manner, with clear documentation of analysis and outcomes where required Oversee and validate post-trade batch monitoring output, providing effective second line challenge, and collaborating with investment, trading, Investment Compliance team members, and other stakeholders as needed to assess whether alerts are valid, including root cause analysis and documentation of compliance exceptions where required Work with global Investment Compliance teams to support investment restriction workflows, including clarification of requirements, follow up on outstanding items, and effective handoffs across teams Analyze client mandates, prospectuses, and regulatory requirements to identify investment restrictions Participate in rule testing and validation activities, ensuring outputs align with defined requirements Maintain accurate audit trails for rule interpretation, monitoring outcomes, compliance exceptions, and breach investigations, including clear documentation of analysis, decisions, and outcomes Respond to queries from investment, trading, and other stakeholders in a clear and timely manner Collaborate with regional and global teams to support consistent application of investment compliance standards and ways of working Support effective communication and coordination across the region and time zones, including in relation to Americas market coverage Identify opportunities to improve processes, data quality, or monitoring efficiency, and contribute to the implementation of agreed improvements Support ad hoc compliance projects, process improvement initiatives, regulatory changes, and audit activities as required POSITION QUALIFICATIONS We recognize that strong candidates may not meet every qualification listed below. If your experience is relevant to the role and you can demonstrate the core capabilities required, we encourage you to apply. At least 2 to 4 years of relevant experience in investment compliance, compliance monitoring, audit, assurance, or a similar control function, ideally within asset management or another regulated financial services environment Experience with investment compliance monitoring is preferred Good working understanding of investment management processes, portfolio construction, and trading activity is highly desirable Experience working with investment or trading teams Good understanding of the asset management industry, regulatory environment, and investment products and strategies across the Americas region Knowledge of a broad range of investment products and strategies, including regulated retail funds, commingled trust products, ERISA, ETF’s and other index-tracking strategies, segregated mandates, and alternative investments Strong understanding of regulatory frameworks and investment restrictions across jurisdictions, including 40ACT is desirable Hands on experience with compliance modules in order management or compliance monitoring systems such as Aladdin, CRIMS (CRD), Charles River, Bloomberg, or equivalent platforms is beneficial KEY COMPETENCIES AND PERSONAL